AlphaMaven

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AlphaMaven
(formerly HedgeMaven)

AlphaMaven
(formerly HedgeMaven)

Private Investments for All Market Conditions

Most Visited Alternative Investment Website. Over 40,000 visitors per month

HedgeMaven eMarketplace - Post

Chief Compliance/Chief Legal Officer For Fully-funded Blockchain Company

Crypto Job Offer: posted by ServiceProvider
Description - My Firm Currently Has A Position Available:

Our client is looking for a CLO/CCO to lead the company’s legal and compliance throughout the organization, with responsibility for the vision, leadership, and implementation of the overall legal and compliance strategy. The CLO/CCO will be a member of the senior management team which supports all efforts to ensure that our blockchain and tokenization platform fulfills its legal, regulatory and compliance obligations and helps the business grow and remain highly competitive in its business. This is a hands-on position focused on the development of compliance for the organization and to support and provide legal and compliance-related advice on the day-to-day activities of the company, as well as on-going initiatives. As the legal and compliance leader and subject matter expert, the CLO/CCO is responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations. This is an incredible opportunity to join a fully funded, innovative, early-stage Fintech that will create digital tokenization of real-world assets. Principal Responsibilities: • Promote, protect and set the tone to reflect the Company's reputation for ethics, integrity, and honesty in all dealings • Work with all levels of company management to ensure that appropriate legal and regulatory processes and controls are established and documented within the areas of responsibility • Monitor the effectiveness of established compliance processes and controls and recommend and implement enhancements • Assist management with identifying and resolving regulatory issues both within the business unit and across multiple business units and support new product initiatives • Assist regulators, auditors and business unit management with regulatory exams and inquiries • Develop, organize, and deliver consistent compliance-related training, and reinforce all compliance-related communications • Analyze changes to regulatory requirements and proactively manage regulatory developments and changes • Reviews contracts, leases, and other legal documents; research legal issues and recommend revisions as necessary • Manage relationships with outside counsel Position Qualifications: • Juris Doctor (JD) and applicable state license required • 5+ years of experience with AM Law 200 law firm or the in-house legal department of commodities firm, regulator or financial institution with at least 1+ years of experience in the blockchain industry • Strong understanding and experience with the commodities and blockchain industry • Prior regulatory experience with CFTC or SEC a plus • AML compliance experience, CAMS a plus • Possesses strong relationship management and leadership skills with an entrepreneurial spirit • Ability to reach sound judgments and act quickly under tight deadlines • Must be familiar with security standards and procedures necessary when dealing with sensitive personal financial information and regulated environments • Should be comfortable working in a collaborative environment