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AlphaMaven
(formerly HedgeMaven)

AlphaMaven
(formerly HedgeMaven)

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1mo ago law360 Views: 53

A recent U.S. Securities and Exchange Commission proposal provides a welcome carveout that allows "finders" to connect issuers with investors without registering as brokers, but questions remain around the exemptive order's scope, and how it would interact with other state and federal securities law requirements, say attorneys at Goodwin. -

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